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Overview

Compliance Action Types provide a mechanism to classify the different types of compliance response the agency may issue in response to an alleged breach of law, rule, or permit requirement. Examples of a compliance action include a Notice of Violation letter or an Administrative Order.  Compliance Action Categories are used to group compliance action types. 

Searching Compliance Action Types

To manage form sets, navigate to Admin > Lookups > Compliance Action Types. The Compliance Action Types List screen will display all available compliance action types.

Adding or Editing a Compliance Action Type

From the Schedule Types List page either click the Add New Compliance Action Type button or Open an existing compliance action type.

Compliance Action Type Lookup Edit Screen

The following table lists the fields and options available on the Add/Edit Compliance Action Type Screen

Field

Description

Compliance Action Type CodeInternal identifier for each unique compliance action type
Compliance Action Type Description The text description for the compliance action type
Compliance Action CategoryCategories are used to group compliance action types. Categories are currently configured as part of system installation and configuration. A screen to edit compliance action categories is planned for a future release. The assigned category indicates whether or not the compliance action is formal or informal.
Program AreasIndicates the program areas to which the compliance action type applies. The compliance action type can be active or inactive for each program area. 
Display 'Compliance Action Case Number' for Compliance Actions of this Type CheckboxIndicates that a field is visible on the Compliance Action Detail screen to allow users to indicate a case number for the compliance action. This is in addition to the compliance action number. Case numbers are also searchable in the Compliance Action List screen.
Enable Confidentiality
Show 'Active' Compliance Actions of this Type in My TasksIf checked, compliance actions in an Active status (e.g. Issued, Entered) will be visible on the user's My Tasks screen. This is useful to remove clutter if a user is assigned to many compliance active actions that do not require active work to be done.
Show Fines tab on Compliance Action Detail ScreenIf checked, the "Fines" tab will display on the Compliance Action Details screen for compliance actions of this type.
Compliance Action Number PrefixIf specified, nVIRO will apply a specific numbering scheme to new compliance actions created of this type. The available numbering schemes are configured as part of system installation and configuration. If no scheme is selected, a randomly generated unique identifier will be assigned to each new compliance action of this type.

ICIS Enforcement Action Type Code

Mapping of nVIRO compliance action type to ICIS-NPDES Enforcement Action Type Code




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