Overview
The Compliance/Enforcement Action Details screen page allows for viewing and editing a compliance action.
Navigation Tabs
The following navigation tabs are available across the top of the page:
Tab Name | Description |
|---|---|
Details | Displays details of the compliance action. |
Workflows and related tasks related to the compliance action. | |
Documents related to the compliance action. |
Events related to the compliance action. |
Contains contact information for contacts related to the compliance action. | |
Additional data entry fields related to the compliance action |
. | |
Reporting requirements related to the compliance action. | |
Financial Assurances related to the compliance action. | |
Linked Violations | A list of violations referenced by the compliance action. |
Fines and penalties related to the compliance action. Note: The |
Fines tab may or may not be displayed based on the configuration of the compliance action type. | |
Related Actions | Other related compliance actions. Specifically, those that precede or supersede the current compliance action. |
Controls
The following table lists the fields available on the Submission Details screenCompliance/Enforcement Action Details page:
Field | Description |
|---|---|
Program Areas | A compliance action may be associated |
with one or more Program Areas. |
To specify a program area, select it from the drop-down list and click the |
Add button. |
One program area may be designated as the primary program area. |
By default, this is the first program selected, but may be changed using the radio button in the list. | |
Action | The category of compliance action |
, such as Informal, Formal, Civil, or |
Criminal. The selection made in this field determines the types available for selection in the Type field. | |
Type | The specific type of action being performed, such as a Violation Notice or an Administrative Consent Order. |
Type is dependent on the Action (category) specified. | |
Compliance Action Case Number | A case number may be entered to specify a related case for the compliance action. |
Workgroup | The workgroup to which the processor belongs. The workgroup selected in this field determines which users are available for selection in the |
Processor field below. | |
Processor | The |
processor for this |
compliance action. The selected |
processor receives notifications of significant |
compliance-action-related events, such as submitted schedules and workflow task status updates. | |
Action Date | The date the compliance action is Issued or Entered. |
Internal Comments | Provides a place for comments or notes related to the compliance action. |
External Comments |
Provides a place for comments or notes on the evaluation that are exposed to authorized external users. The external user has visibility to these comments on the compliance action summary page. | |
Confidential Settings | Displayed if the compliance action is set to confidential. |
Right Sidebar Controls
The following table lists the fields available on the right sidebar:
Field | Description |
|---|---|
Status | The current status of the compliance action. |
Update Status | Button |
used to manually change the status of |
a compliance action (such as changing the status from Pending to Issued). | |
Confidential | Checkbox to designate the compliance action as confidential. |
Only displayed if the compliance action type has been designated as confidential. |
When checked, the system provides a mechanism to designate access to specific users. | |
Site | Name and address of the site to which the permit relates. |
The site name provides a hyperlink to the site record. | |
Site Alerts | Site alerts may appear if there are open compliance actions, expired permits, or outstanding fees on the site, or if a manual alert has been set on the site. |
Other Actions - View History | Provides an audit listing of changes made to the current compliance action over time. |
Agency Confidentiality Settings
See Designating a Compliance Action as Confidential for information on confidentiality settings.
On this page
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