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Overview

The Compliance/Enforcement Action Details page allows for viewing and editing a compliance action.

Navigation Tabs

The following navigation tabs are available across the top of the page:

Tab NameDescription
DetailsDisplays details of the compliance action.
Workflow and TasksWorkflows and related tasks related to the compliance action.
DocumentsDocuments related to the compliance action.
Linked ViolationsA list of violations referenced by the compliance action.
SchedulesReporting requirements related to the compliance action.
EventsEvents related to the compliance action.
Program ComponentsAdditional data entry fields related to the compliance action.
ContactsContains contact information for contacts related to the compliance action.
Fines

Fines and penalties related to the compliance action.

Note: The Fines tab may or may not be displayed based on the configuration of the compliance action type.

Related ActionsOther related compliance actions. Specifically, those that precede or supersede the current compliance action.

Controls

The following table lists the fields available on the Compliance/Enforcement Action Details page:

Field

Description

Program AreasA compliance action may be associated to one or more Program Areas. To specify a program area, select it from the drop-down list and click the Add button. One program area may be designated as the primary program area. By default, this is the first program selected but may be changed using the radio button in the list.
Action The category of compliance action, such as Informal, Formal, Civil, or Criminal. The selection made in this field determines the types available for selection in the Type field.
TypeThe specific type of action being performed such as a Violation Notice or an Administrative Consent Order. Type is dependent on the Action (category) specified. 
Compliance Action Case NumberA case number may be entered to specify a related case for the compliance action.
WorkgroupThe workgroup to which the processor belongs. The workgroup selected in this field determines which users are available for selection in the Processor field below.
ProcessorThe processor for this compliance action. The selected processor receives notifications of significant compliance-action-related events, such as submitted schedules and workflow task status updates.
Action DateThe date the compliance action is Issued or Entered.
CommentsComments or notes related to the compliance action.
Confidential SettingsDisplayed if the compliance action is set to confidential. See Designating a Compliance Action as Confidential.

Right Sidebar Controls

The following table lists the fields available on the right sidebar:

Field

Description

Status

The current status of the compliance action.

Update StatusButton used to manually change the status of a compliance action (such as changing the status from Pending to Issued).
Confidential Checkbox to designate the compliance action as confidential. Only displayed if the compliance action type has been designated as confidential. When checked, the system provides a mechanism to designate access to specific users.
SiteName and address of the site to which the permit relates. The site name provides a hyperlink to the site record.
Site AlertsSite alerts may appear if there are open compliance actions, expired permits, or outstanding fees on the site, or if a manual alert has been set on the site.
Other Actions - View HistoryProvides an audit listing of changes made to the current compliance action over time

Agency Confidentiality Settings

See Designating a Compliance Action as Confidential for information on confidentiality settings.


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